Approved Courses
Life | Property & Casualty | Ethics & Code | 6/63 & 7/63 Series
6/63 and 7/63 Series
Series 63 Introduction
- The Administrative Provisions of the Uniform Securities Act 1
- Securities
- Registration of Persons
- Business Practices
- Practice Finals 1-4
6/63: 32 class hours required
- Series 6 Introduction
- Securities and Markets, Investment Risks and Policies
- Investment Companies, Taxation, and Customer Accounts
- Variable Contracts and Retirement Plans
- Securities Industry Regulations
7/63: 64 class hours required
- Equity Securities
- Debt Securities
- Municipal Securities
- Options
- Customer Accounts
- Margin Accounts
- Issuing Securities
- Trading Securities
- Brokerage Office Procedures
- Investment Company Products
- Retirement Plans
- Variable Annuities
- Direct Participation Programs
- Economics and Analysis
- Ethics, Recommendations and Taxation
- U.S. Government and State Rules and Regulations
- Other SEC and SRO Rules and Regulations
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